Universal Market Integrity Rules

Results: 172



#Item
91Investment / Business / Finance / Mathematical finance / Order / Short / Dark liquidity / Volume-weighted average price / Stock market / Financial economics / Financial markets

Universal Market Integrity Rules Rules & Policies PART 6 – ORDER ENTRY AND EXPOSURE 6.1

Add to Reading List

Source URL: www.iiroc.ca

Language: English - Date: 2014-03-05 12:01:37
92Financial system / Financial markets / Self-regulatory organizations / Economy of Canada / Universal Market Integrity Rules / Investment Industry Regulatory Organization of Canada / Settlement / Algorithmic trading / Securities / Financial economics / Finance

Universal Market Integrity Rules Rules & Policies 7.10

Add to Reading List

Source URL: www.iiroc.ca

Language: English - Date: 2014-03-05 12:09:53
93Financial markets / Stock market / Economy of Canada / Universal Market Integrity Rules / Investment Industry Regulatory Organization of Canada / Canadian securities regulation / Algorithmic trading / Order / Futures contract / Financial economics / Investment / Finance

Universal Market Integrity Rules Rules & Policies 10.9

Add to Reading List

Source URL: www.iiroc.ca

Language: English - Date: 2014-03-05 12:36:07
94New York Stock Exchange / Financial economics / Dow Jones Industrial Average / Electromagnetism / Trading halt / Universal Market Integrity Rules / Circuit breaker / Trading curb / Flash Crash / Stock market / Investment / Economy of the United States

Rules Notice Technical UMIR Contact: Michael T. Prior

Add to Reading List

Source URL: www.iiroc.ca

Language: English - Date: 2012-05-22 15:32:40
95Universal Market Integrity Rules / Investment Industry Regulatory Organization of Canada / Financial economics / Financial system / Finance / Investment / Financial regulation / Securities / Economy of Canada

Re-publication of Proposed Guidance Respecting OES

Add to Reading List

Source URL: www.iiroc.ca

Language: English - Date: 2014-06-23 10:46:05
96Financial markets / Finance / Mathematical finance / Trading halt / Algorithmic trading / Futures exchange / Alternative Trading Systems / Investment Industry Regulatory Organization of Canada / Financial economics / Stock market / Investment

Universal Market Integrity Rules Rules & Policies PART 9 – TRADING HALTS, DELAYS AND SUSPENSIONS 9.1

Add to Reading List

Source URL: www.iiroc.ca

Language: English - Date: 2013-09-04 11:54:05
97Universal Market Integrity Rules / Investment Industry Regulatory Organization of Canada / Financial economics / Financial system / Finance / Investment / Financial regulation / Securities / Economy of Canada

Re-publication of Proposed Guidance Respecting OES

Add to Reading List

Source URL: www.iiroc.ca

Language: English - Date: 2014-06-23 10:46:08
98Securities / Financial economics / Financial system / Business / Finance / Investment / Universal Market Integrity Rules / Self-regulatory organizations / Financial regulation / Investment Industry Regulatory Organization of Canada

Microsoft Word - IIROC Suspends Evergreen Capital Partners Inc membership.doc

Add to Reading List

Source URL: www.iiroc.ca

Language: English - Date: 2012-01-31 07:58:14
99Finance / Investment / Financial markets

Universal Market Integrity Rules Rules & Policies PART 7 – TRADING IN A MARKETPLACE 7.1

Add to Reading List

Source URL: www.iiroc.ca

Language: English - Date: 2014-03-05 12:06:52
100Financial markets / Stock market / United States Securities and Exchange Commission / United States securities law / Securities Act / Universal Market Integrity Rules / Alternative Trading Systems / Short / Canadian securities regulation / Financial economics / Investment / Finance

Universal Market Integrity Rules Rules & Policies PART 3 – SHORT SELLING 3.1

Add to Reading List

Source URL: www.iiroc.ca

Language: English - Date: 2014-05-09 15:08:40
UPDATE